Nasdaq Education Services

This course helps you understand NTS alert types, investigation tools, and end‑to‑end alert workflows. It is designed for professionals involved in risk monitoring, alert review, and investigation activities.

By working through practical examples and structured guidance, you will gain the knowledge and confidence needed to manage alerts effectively and handle complex investigation scenarios.

What you'll learn

• Risk-Focused Alert Investigation - Covers best practices for investigating core risk types and alerts, helping you maintain compliance while accurately identifying potential misconduct and confidently managing complex risk scenarios.
• Alert Management Essentials - Managing alerts efficiently is critical for risk monitoring. This module introduces key features such as Status, Assignees, Labels, Comments, and Attachments. By mastering these tools, you’ll streamline workflows, improve collaboration, and enhance accountability in alert handling.
• Customizing Alert Management -Focuses on advanced configuration options such as auto actions, status management, and email notifications, enabling teams to tailor alert workflows for timely updates and optimized performance.